Essential Compliance Tools for Independent Advisors
Three powerful tools to streamline your compliance workflow: Risk Tolerance Questionnaires, Annual Suitability Reviews, and IPS Generation. Professional reports, mobile-friendly interfaces, and audit-ready documentation.
Three Essential Tools
Everything you need for client compliance and documentation
Risk Tolerance Questionnaire
Mobile-first client questionnaires with automated risk scoring. Customize questions, configure scoring methodology, and generate professional PDF reports.
Built for Independent Advisors
Professional tools without the enterprise complexity
Professional PDF Reports
Every tool generates audit-ready PDF reports with complete documentation. Risk assessments, suitability reviews, and IPS documents are formatted for compliance review.
Client Portal Access
Share questionnaires and reviews directly with clients. Mobile-friendly interfaces allow clients to complete assessments on any device.
Customizable Questionnaires
Build custom risk tolerance questionnaires tailored to your practice. Modify questions, configure scoring, and match your firm's methodology.
Streamlined Workflows
Complete client assessments in 10-15 minutes. Annual reviews track conversations and changes. IPS generation is fast and efficient.
Automated Scoring
Risk tolerance assessments automatically calculate scores and categorize clients. Results are saved instantly and available for reporting.
Secure & Private
Bank-grade security protects your client data. All information is encrypted and stored securely. Your practice data stays private.